Rebecca Freeman
Rebecca Freeman is a CFP-designated registered investment advisor at Concorde Asset Management, LLC, based in Saratoga Springs, NY, with 28 years of industry experience. Rebecca is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,705 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Total fees typically range from 1% to 2% annually for standard management and up to 2.25% for discretionary UMA programs including platform and manager fees. Fees are negotiable.
Fee Estimator
Location
Saratoga Springs, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rebecca is the President of ERN Wealth Management Inc, an S Corp used for accounting purposes for life insurance commissions. She is also an Investment Advisor Representative with Concorde Asset Management LLC, dedicating full-time hours, and an insurance agent with Concorde Insurance Agency. Additionally, Rebecca is an independent contractor at Sage Consulting & Wealth Preservation, Inc., consulting on technology processes and workflow, and assisting with planned giving, spending about 10-20% of her time.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
M Holdings Securities, INC.Broker
Bouchey & Associates, INC.Broker
M&t Securities, INC.Broker
New England SecuritiesBroker
Keyport Financial Services CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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