Ralph Johnson
Ralph Johnson is a registered investment advisor at LPL Financial LLC, based in Maryville, TN, with 38 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
329 E Broadway Ave, Maryville, TN, 37804
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2003Other Business Activities
Ralph uses Renasant Financial Services as a DBA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Fiserv Investor Services, INC.Broker
Invest Financial CorporationBroker
Ameristar Capital Markets, INC.Broker
Dominion Investment Banking, INC.Broker
Ameristar Capital Markets, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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