Aaron Phillips
Aaron Phillips is a registered investment advisor at Infinity Financial Services Advisory, based in Oakland, CA, with 33 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 667 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFSA's annual portfolio management fees are based on the amount of your portfolio and range from 0.25% to 2.50%. The exact fee depends on the amount you invest. There is a minimum fee of 0.25% per year, but this may be waived at IFSA's discretion. In addition to the portfolio management fee, there is a monthly service and reporting fee that is the higher of 5 basis points of the account value or $100, both pro-rated for the number of active days in the billing cycle.
Location
212 9th Street, Suite 202, Oakland, CA, 94607
Get directionsHistory
Regulatory History (7)
Judgment / Lien
April 2025Judgment / Lien
December 2019Judgment / Lien
April 2017Customer Dispute
September 2001Regulatory
November 1999Regulatory
December 1989Regulatory
December 1989Other Business Activities
Aaron works as a tax preparation associate for Steven J Axelrod dba Tax Office SF since 2015. This takes nearly full-time, with some hours during trading hours.
Employment History
Current Registrations
Infinity Financial Services Advisory
Infinity Financial ServicesBroker
Previous Registrations
Infinity Financial Services
Foothill Securities, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Linsco/private Ledger CORP.Broker
Royal Alliance Associates, INC.Broker
World Invest CorporationBroker
Power Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.