John Sigler is a registered investment advisor at Morgan Stanley, based in Annapolis, MD, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
410 Severn Avenue, Suite 211, Annapolis, MD, 21403
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Regulatory History (1)
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Customer Dispute
September 1994Settled
Other Business Activities
John is the President of St. John Vianney Catholic Church, setting budgets and making recommendations for capital improvements. This takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
June 2001 - February 2006 · 4 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
June 2001 - February 2006 · 4 yrs 8 mos
Prudential Securities IncorporatedBroker
January 1988 - June 2001 · 13 yrs 5 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.