Louis Fry is a registered investment advisor, based in Little Rock, AR, with 38 years of industry experience.
Location
425 W Capitol Ave, Little Rock, AR, 72201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Louis works as EVP of Business Development at Gadberry Financial Group, dedicating about a quarter of his time to this investment-related activity.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
National Securities CorporationBroker
July 2017 - July 2022 · 5 yrs
Wfg Advisors, LP
February 2010 - August 2017 · 7 yrs 6 mos
Wfg Investments, INC.Broker
February 2010 - August 2017 · 7 yrs 6 mos
VALIC Financial Advisors, INC.
April 2004 - January 2010 · 5 yrs 9 mos
VALIC Financial Advisors, INC.Broker
May 1999 - January 2010 · 10 yrs 8 mos
The Variable Annuity Marketing CompanyBroker
March 1990 - December 2001 · 11 yrs 9 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1990 · 2 yrs 1 mo
E. F. Hutton & Company INCBroker
December 1987 - February 1988 · 2 mos
State Registrations2 states
ARTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.