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Teresa Bray

Robert W. Baird & CO. Incorporated
35 Years of Experience
Green Bay, WI
Broker
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Teresa Bray is a ChFC-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Green Bay, WI, with 35 years of industry experience. Teresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

440 South Washington, Green Bay, WI, 54301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2006 - Present · 20 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
June 2006 - Present · 20 yrs 4 mos
Previous Registrations
Piper Jaffray & CO.Broker
March 2003 - July 2006 · 3 yrs 4 mos
Salomon Smith Barney INC.Broker
September 1992 - April 2003 · 10 yrs 7 mos
Lehman Brothers INC.Broker
June 1992 - August 1992 · 2 mos
Associated Brokerage, INC.Broker
March 1991 - March 1992 · 1 yr
State Registrations39 states
AKAZCACOCTFLGAHIIAIDILINKSKYMAMDMIMNMOMTNCNENHNJNMNVNYOHORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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