Thomas Rorschach
Thomas Rorschach is a registered investment advisor at Osaic Wealth, INC., based in Tulsa, OK, with 32 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
12 N Cheyenne Ave, # 222, Tulsa, OK, 74103
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Regulatory History (1)
Customer Dispute
August 2002Other Business ActivitiesSells Insurance
Thomas is a financial advisor at Unbridled Finance LLC and dedicates a few hours per week to insurance sales and service. He is also a general partner in Colonial Royalties Limited Partnership, spending minimal time on mineral, oil, and gas leasing activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Local Securities CorporationBroker
Invest Financial CorporationBroker
Bhcm INC.Broker
Tradestar Investments,inc.Broker
Bosc, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.