Patricia Monat
Patricia Monat is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Waterloo, IA, with 38 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
978 Home Plaza, Suite 400, Waterloo, IA, 50701
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Regulatory History (1)
Customer Dispute
May 2013Other Business ActivitiesSells Insurance
Patricia is a board member of the Community Foundation of Northeast Iowa and spends minimal time on this role. She is also the President of Monat Wealth Management, Inc., an S-Corp that owns the shares of the business entity and processes fixed insurance business, taking about a quarter of her time. Patricia is also a partner in A & P Holdings, LLC and owner of PEM Holdings, LLC, spending minimal time on each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Sii Investments, INC.
Sii Investments, INC.Broker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Hamilton Investments, INC.Broker
Reed Securities Company, INC.Broker
T.L. Reed Securities, INC.Broker
Source Securities, INC.Broker
Berthel, Fisher & Fleischman Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.