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Thomas Gray

Ameriprise Financial Services, LLC
38 Years of Experience
Clinton Township, MI
5 DisclosuresBroker
View SEC Summary
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Thomas Gray is a registered investment advisor at Ameriprise Financial Services, LLC, based in Clinton Township, MI, with 38 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17450 Hall Rd Ste 161, Clinton Township, MI, 48038

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
November 2005
Settled
Customer Dispute
August 2005
Denied
Customer Dispute
December 2004
Settled
Customer Dispute
October 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas has business ownership activities and acts in a fiduciary capacity. He also has outside employment with Grayson Management LLC, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2017 - Present · 9 yrs 1 mo
Ameriprise Financial Services, LLC
September 2017 - Present · 9 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - September 2017 · 20 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1988 - September 2017 · 29 yrs 3 mos
First Continental Securities Corporation of AmericaBroker
January 1988 - April 1988 · 3 mos
State Registrations20 states
ARAZCACOFLGAILINMDMINCNJNVNYOHPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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