Thomas Gray
Thomas Gray is a registered investment advisor at Ameriprise Financial Services, LLC, based in Clinton Township, MI, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
17450 Hall Rd Ste 161, Clinton Township, MI, 48038
Get directionsHistory
Regulatory History (5)
Customer Dispute
August 2008Customer Dispute
November 2005Customer Dispute
August 2005Customer Dispute
December 2004Customer Dispute
October 2003Other Business Activities
Thomas has business ownership activities and acts in a fiduciary capacity. He also has outside employment with Grayson Management LLC, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Continental Securities Corporation of AmericaBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.