Donald Garcia
Donald Garcia is a registered investment advisor at Osaic Wealth, INC., based in Irvine, CA, with 37 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18400 Von Karman Avenue, Suite 400, Irvine, CA, 92612-5011
Get directionsHistory
Regulatory History (7)
Customer Dispute
July 2015Customer Dispute
April 2015Customer Dispute
June 2014Customer Dispute
April 2012Customer Dispute
September 2011Customer Dispute
January 2011Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Donald offers life settlements and various insurance products, including fixed annuities, indexed annuities, long-term care, and traditional life insurance, dedicating minimal time to each. He also owns Peak Enterprises LLC, an entity created to hold real estate.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
The Lincoln National Life Insurance CompanyBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Mutual Benefit Financial Service CompanyBroker
Advantage Capital CorporationBroker
Sentra Securities CorporationBroker
Sme Capital Management CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.