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John Limpert

Integrity Alliance, LLC
35 Years of Experience
Laguna Hills, CA
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

John Limpert is a registered investment advisor at Integrity Alliance, LLC, based in Laguna Hills, CA, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 10,885 clients with $5.4B in assets under management.

Integrity Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
10,885 clients
Average Client Portfolio
$497K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M1.00%
$3M+0.50%

Schedule reflects base Select Program fees. Total fees can include additional advisor fees, platform fees, and third-party manager costs up to 2.80% annually. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

23046 Avenida De La Carlota, Suite 600, Laguna Hills, CA, 92653

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Customer Dispute
January 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is an independent insurance agent selling fixed insurance products since 2007, dedicating nearly full-time hours to this. He also owns Limpert Tax Solutions, though tax preparation is handled by a professional, and John Limpert Financial and Insurance Services, Inc., a DBA for insurance and securities sales, also taking nearly full-time hours.

Employment History
Current Registrations
Integrity Alliance, LLC
September 2007 - Present · 19 yrs 1 mo
Previous Registrations
Brokers International Financial Services, LLC.Broker
September 2007 - July 2019 · 11 yrs 10 mos
Cambridge Investment Research Advisors, INC.
August 2007 - October 2007 · 2 mos
Cambridge Investment Research, INC.Broker
October 2006 - October 2007 · 1 yr
Berthel, Fisher & Company Financial Services, INC.Broker
November 2005 - October 2006 · 11 mos
Finance 500, INC.Broker
February 2003 - November 2005 · 2 yrs 9 mos
Intrepid Securities, INC.Broker
June 2001 - December 2002 · 1 yr 6 mos
Ogilvie Security Advisors CorporationBroker
September 1998 - December 2000 · 2 yrs 3 mos
San Clemente Securities, INC.Broker
October 1996 - April 1998 · 1 yr 6 mos
Guardian Investor Services CorporationBroker
October 1993 - October 1996 · 3 yrs
Nylife Securities INC.Broker
December 1990 - October 1993 · 2 yrs 10 mos
Guardian Investor Services CorporationBroker
June 1990 - October 1990 · 4 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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