Mark Neely
Mark Neely is a CFP, ChFC-designated registered investment advisor at Arax Advisory Partners, based in Denver, CO, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 7,305 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Arax Advisory Partners provides investment management services for an annual fee based on the value of your portfolio. The fee varies depending on the size and complexity of your account and generally ranges from 0.50% to 2% per year. The fee is billed quarterly, either in advance or arrears. Clients may also incur additional fees charged by third parties, such as broker-dealers and custodians.
Location
730 17th Street, Suite 107, Denver, CO, 80202
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Regulatory History (1)
Customer Dispute
November 2006Other Business ActivitiesSells Insurance
Mark is an independent insurance agent since 1988, focusing on life, variable products, and accident & health insurance, dedicating minimal time to these activities. He also acts as a trustee for an estate and co-owns a rental property through NG Rentals LLC.
Employment History
Current Registrations
Arax Advisory Partners
Previous Registrations
Cedrus
Equitable Advisors, LLC
The Equitable Life Assurance Society of the United StatesBroker
Equitable Advisors, LLCBroker
Quest Capital Strategies, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.