Adam Traganza
Adam Traganza is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rohnert Park, CA, with 32 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1500 Valley House Dr., #210, Rohnert Park, CA, 94928
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam is an advisory representative of an RIA, spending about half his time on this activity and a little over a third of his time on trading. He also performs administrative duties for Protected Investors of America, but this takes minimal time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.Broker
Fsc Securities Corporation
American General Securities IncorporatedBroker
Sagepoint Financial, INC.Broker
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Advantage Capital CorporationBroker
Sentra Securities CorporationBroker
Spelman & CO., INC.Broker
Sunamerica Securities, INC.Broker
Charles Schwab & CO., INC.Broker
Wfp SecuritiesBroker
Dickinson & CO.Broker
Montano Securities CorporationBroker
Walnut Street Securities, INC.Broker
Baraban Securities, INC.Broker
Printon, Kane Government Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.