Steven Marks
Steven Marks is a registered investment advisor at Osaic Wealth, INC., based in Beachwood, OH, with 29 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
25550 Chagrin Blvd., Suite 220, Beachwood, OH, 44122
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Regulatory History (1)
Employment Separation After Allegations
November 2014Other Business ActivitiesSells Insurance
Steven works as an agent for a corporation, focusing on fixed insurance products. This investment-related activity requires minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Mcdonald Investments INC.Broker
Key Capital Markets, INC.Broker
Key Investments INC.Broker
Society Investments, INC.Broker
Mcdonald & Company Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.