David Waldo
David Waldo is a CFP-designated registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Farmington, CT, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
9 Melrose Dr, Farmington, CT, 06032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David owns Talking Squirrels, LLC, established in 2019 to self-publish a children's book, dedicating minimal time annually. He also co-owns rental property with family members and is seeking to publish a financial planning book, dedicating minimal time annually to each activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Ohanesian / Lecours, INC.
Ohanesian / Lecours, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Advest, INC.
Advest, INC.Broker
Linsco/private Ledger CORP.Broker
Waddell & Reed, INC.Broker
Donahue Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
New England Securities CorporationBroker
State Registrations51 states
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