Carlyle Wimberly is a registered investment advisor at LPL Enterprise, LLC, based in Troy, MI, with 7 years of industry experience. Carlyle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
101 W Big Beaver Road, Suite 705, Troy, MI, 48084
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carlyle is a business owner at Wimcar Preferred Solutions, L.L.C., specializing in preparing clients for financial regulatory assessments since 2007. This takes about 10-20% of his time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
St. Bernard Financial Services, INC.Broker
St. Bernard Financial Services, INC.
Great Point Advisors, LLC
Great Point Capital LLCBroker
Primerica Advisors
PFS Investments INC.Broker
Quest Capital Strategies, INC.Broker
Prime Charter LTD.Broker
Bear, Stearns & CO. INC.Broker
Bear, Stearns & CO. INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.