Charles Smith is a registered investment advisor, based in Amarillo, TX, with 33 years of industry experience.
Location
7649 Hillside, Ste. 200, Amarillo, TX, 79119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles is the owner of Genesis Financial Group, spending nearly full-time trading. He also works as an advisory representative of a RIA, spending about half of his time trading, and is involved in real estate, cattle, and accounting businesses, as well as a condo association.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
LPL Financial LLCBroker
LPL Financial LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Pruco Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.