Lori Fischer is a registered investment advisor at LPL Financial LLC, based in Lakewood, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
311 E Fairmount Ave, Lakewood, NY, 14750
Get directionsHistory
Regulatory History (3)
Judgment / Lien
January 2026Financial
June 2020Financial
August 2018Other Business Activities
Lori operates under the DBA Northwest Investment Services for her LPL business, dedicating full-time hours during securities trading. She also has a financial institution duty with Northwest Bank, but spends no time on it during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.