Lori Fischer is a registered investment advisor at LPL Financial LLC, based in Lakewood, NY, with 22 years of industry experience. Lori is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
311 E Fairmount Ave, Lakewood, NY, 14750
Get directionsHistory
Regulatory History (3)
Judgment / Lien
January 2026Financial
June 2020Financial
August 2018Other Business Activities
Lori operates under the DBA Northwest Investment Services for her LPL business, dedicating full-time hours during securities trading. She also has a financial institution duty with Northwest Bank, but spends no time on it during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
M&t Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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