Alan Norris is a CFP-designated registered investment advisor at Norris Wealth Management, LLC, based in Phoenix, AZ, with 24 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 34 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.65% |
| $1.0M - $4.0M | 0.50% |
| $4M+ | 0.45% |
Fees are maximums and may be negotiated on a client-by-client basis. Fees are in addition to third-party money manager fees, though total annual fees will not exceed 2%.
Fee Estimator
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Norris Wealth Management, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLC
Sentra Securities CORP
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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