Alan Norris is a CFP-designated registered investment advisor at Norris Wealth Management, LLC, based in Phoenix, AZ, with 23 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 34 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.65% |
| $1.0M - $4.0M | 0.50% |
| $4M+ | 0.45% |
Fees paid to NWM are in addition to fees paid to the Third Party Money Manager. For Third Party Money Managers, SEI and Brinker Capital, the total investment advisory fee is inclusive of the investment advisory fee paid to NWM. NWM may negotiate alternative fees on a client by client basis. A minimum annual fee of $1,250 is required for advisory services to employer sponsored qualified retirement plans.
Fee Estimator
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Norris Wealth Management, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLC
Sentra Securities CORP
State Registrations2 states
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