JD
JD

Joseph Dambrosio

38 Years of Experience
Monroeville, PA
1 DisclosureBroker

Joseph Dambrosio is a registered investment advisor at LPL Financial LLC, based in Monroeville, PA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3824 Northern Pike Ste 850, Monroeville, PA, 15146

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
Other Business Activities

Joseph operates D'Ambrosio Financial Advisors as a DBA for his LPL business. He also owns a Fantastic Sams hair salon franchise, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
December 2020 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
December 2020 - Present · 5 yrs 7 mos
Previous Registrations
Sagepoint Financial, INC.
February 2014 - December 2020 · 6 yrs 10 mos
Sagepoint Financial, INC.Broker
October 2008 - December 2020 · 12 yrs 2 mos
American General Securities IncorporatedBroker
June 2001 - October 2008 · 7 yrs 4 mos
The Advisors Group, INC.Broker
January 1988 - June 2001 · 13 yrs 5 mos
State Registrations18 states
AZCACODCDEFLGAHIMAMDMENCNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Dambrosio - Financial Advisor | TrueAdvisor