Brian Hood
Brian Hood is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Des Moines, IA, with 38 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
6000 Grand Avenue, Suite B, Des Moines, IA, 50312
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is involved in several outside business activities, including direct insurance sales, airplane ownership, rental property management, and a property and casualty insurance agency. He also dedicates time to a financial planning RIA, a conservation organization, a junior shooters program, and various rental property ventures.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Legacy Financial Group
Previous Registrations
Broker Dealer Financial Services CORP.Broker
Purshe Kaplan Sterling InvestmentsBroker
Legacy Planning Group
LPL Financial LLC
LPL Financial LLCBroker
New England SecuritiesBroker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Fsc Securities CorporationBroker
First Investors CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.