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CFP
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CFP

Louis Robertson

LPL Financial LLC
36 Years of Experience
Deland, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Louis Robertson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Deland, FL, with 36 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

505 E New York Ave Suite 9, Robertson Advisory Inc., Deland, FL, 32724

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History

Regulatory History (1)
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Regulatory
August 2015
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Louis procures permanent life insurance for clients on a fee basis through Low Load Insurance Services, dedicating minimal time. He also provides financial plans and advisory services through Robertson Advisory Inc., spending about 10-20% of his time, and sells fixed insurance products (life, health, and annuities) through the same company, taking about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLC
September 2013 - Present · 13 yrs 2 mos
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 2 mos
Robertson Advisory, INC.
January 1993 - Present · 33 yrs 10 mos
Previous Registrations
Mutual Service CorporationBroker
September 1992 - September 2009 · 17 yrs
Lincoln Financial Advisors CorporationBroker
January 1991 - September 1992 · 1 yr 8 mos
The Lincoln National Life Insurance CompanyBroker
January 1991 - September 1992 · 1 yr 8 mos
Aetna Life Insurance and Annuity CompanyBroker
February 1990 - July 1991 · 1 yr 5 mos
State Registrations16 states
ARCACOFLGAINKYNCNYOHOKSCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Louis Robertson - Financial Advisor | TrueAdvisor