Danny Shum is a registered investment advisor at Wells Fargo Advisors, based in Garden City, NY, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1225 Franklin Ave Suite 325 Office #9, [Satellite], Garden City, NY, 11530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Danny owns 100% of Danny Shum, Inc. and 50% of B and D Partners, both investment-related entities. He spends a few hours per week on Danny Shum, Inc. and about 10-20% of his time on B and D Partners, managing its day-to-day duties.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
Norstar Brokerage CorporationBroker
Dean Witter Reynolds INC.Broker
Cowen & CO.Broker
State Registrations12 states
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