Louis Sitnik is a registered investment advisor at RBC Capital Markets, LLC, based in Gaithersburg, MD, with 35 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Gaithersburg, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Louis is a FINRA arbitrator and assists with developing curriculum for industry continuing education. He is also a board member and treasurer for the Alliance College Alumni Association, dedicating minimal time to these roles.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Credit Suisse First Boston
Credit Suisse First Boston LLCBroker
Donaldson Lufkin & Jenrette Securities Corporation
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Credit Suisse First Boston CorporationBroker
Bt Alex. Brown IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
Ferris, Baker Watts IncorporatedBroker
Advest, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.