Susan Sullivan
Susan Sullivan is a registered investment advisor at RBC Capital Markets, LLC, based in Billings, MT, with 38 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
404 North 31st Street, Ste 300, Billings, MT, 59101-1211
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 1996Other Business Activities
Susan is a partner in 6881 Agency, managing a rental vacation home since 2009, but devotes no time to it. She also serves on the board of directors for both Cloverleaf Meadows HOA and the Yellowstone Art Museum, dedicating minimal time to each.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.