Brian Johnson is a registered investment advisor, based in Golden, CO, with 37 years of industry experience.
Location
350 Indiana St., Ste. 730, Golden, CO, 80401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian sells fixed annuities, fixed index annuities, term insurance, disability, and variable annuities, dedicating minimal time to this activity. He also owns Johnson Wealth Management LLC and works as an advisory representative of a RIA, spending about half his time on this investment-related activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
First Financial Equity CorporationBroker
First Financial Equity Corporation
H&r Block Financial Advisors, INC.Broker
H&r Block Financial Advisors, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.