AS
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Alice Solomon
37 Years of Experience
Keansburg, NJ
5 DisclosuresSells Insurance
Alice Solomon is a registered investment advisor at Solomon Investment Group, INC., based in Keansburg, NJ, with 37 years of industry experience. Alice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 58 clients with $6.9M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
58 clients
Average Client Portfolio
$120K average
Assets Under Management
$6.9M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1M+ | 1.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Keansburg, NJ
Get directionsHistory
Regulatory History (5)
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Regulatory
January 2010Final
Customer Dispute
October 2008Award / Judgment
Customer Dispute
December 2007Settled
Regulatory
April 2005Final
Customer Dispute
September 1994Settled
Other Business ActivitiesSells Insurance
Alice is licensed in life, health, and long-term care insurance in New Jersey.
Employment History
Current Registrations
Solomon Investment Group, INC.
July 2007 - Present · 18 yrs 10 mos
Previous Registrations
Regal Securities, INC.Broker
July 2007 - July 2008 · 1 yr
Brookstreet Securities CorporationBroker
June 2006 - July 2007 · 1 yr 1 mo
Greenwich Global, LLCBroker
March 2003 - May 2006 · 3 yrs 2 mos
First Montauk Securities CORP.Broker
January 1997 - February 2003 · 6 yrs 1 mo
Gruntal & CO. IncorporatedBroker
March 1994 - January 1997 · 2 yrs 10 mos
D. Blech & Company, IncorporatedBroker
November 1993 - March 1994 · 4 mos
Oppenheimer & CO., INC.Broker
September 1992 - December 1993 · 1 yr 3 mos
J. Gregory & Company, INC.Broker
November 1990 - September 1992 · 1 yr 10 mos
The Stuart-James Company, IncorporatedBroker
August 1990 - November 1990 · 3 mos
W. H. Newbold's Son & Co./hopper Soliday & CO., INC.Broker
May 1989 - September 1990 · 1 yr 4 mos
The Stuart-James Company, IncorporatedBroker
March 1988 - November 1990 · 2 yrs 8 mos
State Registrations3 states
DENJPA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.