William Peartree
William Peartree is a registered investment advisor at Mma Securities LLC, based in San Diego, CA, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Location
9171 Towne Centre Drive, Suite 100, San Diego, CA, 92122
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a board member of the Barney & Barney Foundation, which provides charitable donations to local non-profits, dedicating minimal time. He is also a Director of Retirement Services at Marsh & McLennan Agency LLC, an insurance agency, spending nearly full-time hours helping employers establish and maintain qualified retirement plans.
Employment History
Current Registrations
Mma Securities LLC
Mma Securities LLCBroker
Previous Registrations
Mmc Securities CORP.Broker
Mmc Securities CORP.
Spectrum Capital, LLCBroker
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Retirement Solutions, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Aragon Financial Services, INC.Broker
Sun Investment Services CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.