Samuel Cornell
Samuel Cornell is a registered investment advisor at Novak & Powell Financial Services, INC., based in Tucson, AZ, with 20 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 442 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Novak & Powell Financial Services' investment management fee is a percentage of the value of your portfolio. The minimum portfolio value is generally $500,000, but exceptions may be made. The fees are:
- $500,000 - $750,000 — 2.25% per year
- $750,001 - $1,000,000 — 1.50% per year
- $1,000,001 - $5,000,000 — 1.25% per year
- Over $5,000,000 — negotiable
Location
5151 E Broadway, Suite 1600, Tucson, AZ, 85711
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2009Customer Dispute
September 2005Customer Dispute
May 2005Customer Dispute
August 2004Customer Dispute
July 2002Other Business Activities
Samuel is the President of Copperzap LLC, a company that manufactures and sells antimicrobial devices. He dedicates about 10-20% of his time to this business, with no time spent during securities trading hours.
Employment History
Current Registrations
Novak & Powell Financial Services, INC.
Previous Registrations
Vantage Investing LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.