RC
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Robert Cosentino

31 Years of Experience
Rocky Hill, CT
5 DisclosuresBrokerSells Insurance

Robert Cosentino is a registered investment advisor at LPL Financial LLC, based in Rocky Hill, CT, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

377 Cromwell Avenue, Rocky Hill, CT, 06067

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
November 2008
Settled
Customer Dispute
May 2003
Settled
Customer Dispute
May 2001
Settled
Other Business ActivitiesSells Insurance

Robert provides investment services through Webster Investment Services and LPL, offering products including annuities and life insurance. He also owns multiple real estate rental properties, dedicating minimal time to these ventures.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2011 - Present · 14 yrs 7 mos
LPL Financial LLC
November 2007 - Present · 18 yrs 6 mos
Previous Registrations
Uvest Financial Services Group, INC.
February 2007 - October 2011 · 4 yrs 8 mos
Uvest Financial Services Group, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Webster Investment Services, INC
September 2000 - February 2007 · 6 yrs 5 mos
Webster Investment Services, INC.Broker
July 1999 - February 2007 · 7 yrs 7 mos
Liberty Securities CorporationBroker
December 1996 - July 1999 · 2 yrs 7 mos
Globalcomm Securities, INC.Broker
November 1995 - February 1996 · 3 mos
Investors Associates, INC.Broker
October 1993 - December 1993 · 2 mos
Dickinson & CO.Broker
June 1993 - September 1993 · 3 mos
The Prudential Insurance Company of AmericaBroker
June 1990 - July 1991 · 1 yr 1 mo
Pruco Securities CorporationBroker
June 1990 - July 1991 · 1 yr 1 mo
Jonathan Alan & CO., INC.Broker
December 1988 - August 1989 · 8 mos
State Registrations14 states
CACTDCDEFLMANCNYPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.