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Brad Residori

37 Years of Experience
Overland Park, KS
Broker

Brad Residori is a registered investment advisor, based in Overland Park, KS, with 37 years of industry experience.

Location

5700 W 112th Street, Suite 500, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brad is a registered representative with MSEC, LLC and an investment advisor representative with Mariner Wealth Advisors. Both roles are investment-related and take up a full-time commitment during securities trading hours.

Employment History
Current Registrations
Msec, LLC
May 2022 - Present · 4 yrs 4 mos
Msec, LLCBroker
May 2022 - Present · 4 yrs 4 mos
Mariner Wealth
May 2022 - Present · 4 yrs 4 mos
Previous Registrations
Futu Clearing INCBroker
January 2022 - May 2022 · 4 mos
Futu INCBroker
January 2022 - May 2022 · 4 mos
Funds Distributor, LLCBroker
October 2021 - December 2021 · 2 mos
Compass Distributors, LLCBroker
October 2021 - December 2021 · 2 mos
Foreside Distribution Services, L.P.Broker
October 2021 - December 2021 · 2 mos
Foreside Financial Services, LLCBroker
October 2021 - December 2021 · 2 mos
Foreside Fund Services, LLCBroker
October 2021 - December 2021 · 2 mos
Foreside Funds Distributors LLCBroker
October 2021 - December 2021 · 2 mos
Imst Distributors, LLCBroker
October 2021 - December 2021 · 2 mos
Quasar Distributors, LLCBroker
October 2021 - December 2021 · 2 mos
Waddell & Reed
August 2013 - September 2021 · 8 yrs 1 mo
Ivy Distributors, INC.Broker
March 2006 - December 2019 · 13 yrs 9 mos
Waddell & ReedBroker
March 2006 - September 2021 · 15 yrs 6 mos
Waddell & Reed
March 2006 - August 2013 · 7 yrs 5 mos
NFP Securities, INC.
May 2004 - February 2006 · 1 yr 9 mos
NFP Securities, INC.Broker
May 2004 - February 2006 · 1 yr 9 mos
Cambridge Investment Reserarch, INC.
July 2002 - December 2003 · 1 yr 5 mos
Cambridge Investment Reserarch, INC.
June 2000 - July 2002 · 2 yrs 1 mo
Eneric Financial Services, INC.Broker
February 2000 - October 2001 · 1 yr 8 mos
Eneric Financial Services, INC.Broker
January 2000 - February 2000 · 1 mo
Cambridge Investment Research, INC.Broker
January 1999 - April 2004 · 5 yrs 3 mos
Franklin Financial Services CorporationBroker
March 1995 - March 1999 · 4 yrs
F.J. Garber & CO.Broker
October 1989 - January 1995 · 5 yrs 3 mos
Sunamerica Securities, INC.Broker
June 1989 - October 1989 · 4 mos
Southmark Financial Services, INC.Broker
May 1989 - June 1989 · 1 mo
Royce Park Investments, INC.Broker
February 1988 - April 1989 · 1 yr 2 mos
Thomas James Associates, INC.Broker
January 1988 - February 1988 · 1 mo
State Registrations2 states
KSTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.