Mark Westerman is a registered investment advisor at Mark L. Westerman, CPA, based in Victoria, TX, with 1 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 40 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm charges a percentage of your portfolio to manage your investments. The specific rate depends on the amount invested, but the brochure does not provide a specific fee schedule.
Location
Victoria, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark owns an accounting services and tax preparation business since 2006. This takes nearly full-time, with about 80% of the time occurring during trading hours.
Employment History
Current Registrations
Mark L. Westerman, CPA
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.