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ChFC
KB
ChFC

Karen Burkhart

Ameriprise Financial Services, LLC
31 Years of Experience
Hunt Valley, MD
1 DisclosureBroker
View SEC Summary
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Karen Burkhart is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Hunt Valley, MD, with 31 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

303 International Cir Ste 490, Hunt Valley, MD, 21030

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2022
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLC
September 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Janney Montgomery Scott LLC
September 2020 - May 2022 · 1 yr 8 mos
Janney Montgomery Scott LLCBroker
September 2020 - May 2022 · 1 yr 8 mos
Wells Fargo Clearing Services, LLC
July 2017 - October 2020 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2017 - October 2020 · 3 yrs 3 mos
USAA Financial Advisors, INC.Broker
February 2013 - August 2017 · 4 yrs 6 mos
USAA Financial Planning Services
February 2013 - August 2017 · 4 yrs 6 mos
Pruco Securities, LLC.Broker
February 2009 - January 2013 · 3 yrs 11 mos
Prudential Financial Planning Services
February 2009 - January 2013 · 3 yrs 11 mos
Citigroup Global Markets INC.
May 2002 - January 2008 · 5 yrs 8 mos
Citigroup Global Markets INC.Broker
May 1994 - January 2008 · 13 yrs 8 mos
Intervest Securities, INC.Broker
March 1988 - October 1988 · 7 mos
State Registrations9 states
ARCTMAMDMTOKPAUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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