DJ
DJ

David Johnston

38 Years of Experience
Columbia, MD
1 DisclosureBroker

David Johnston is a registered investment advisor at Wells Fargo Advisors, based in Columbia, MD, with 38 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8830 Stanford Blvd 3rd Fl, [M3-Rbo], Columbia, MD, 21045

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History

Regulatory History (1)
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Customer Dispute
May 2001
Denied
Other Business Activities

David serves as co-trustee for his mother and father, and trustee for his mother's administrative trust, all investment-related. These activities require a few hours per week.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Wells Fargo Advisors
March 1999 - Present · 27 yrs 7 mos
Previous Registrations
First Union Brokerage Services, INC.Broker
December 1997 - October 2000 · 2 yrs 10 mos
Signet Financial Services,inc.Broker
January 1992 - December 1997 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1988 - December 1991 · 3 yrs 10 mos
State Registrations27 states
AZCACOCTDCDEFLGAHIILMAMDMINCNJNMNYORPARISCTNTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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