SC
SC
Sandra Caluya
35 Years of Experience
Glendale, CA
Broker
Sandra Caluya is a registered investment advisor at Cetera Investment Advisers LLC, based in Glendale, CA, with 35 years of industry experience. Sandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Glendale, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2021 - Present · 5 yrs 5 mos
Cetera Wealth Services, LLCBroker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
February 2021 - June 2023 · 2 yrs 4 mos
Summit Financial Group INC
February 2021 - May 2021 · 3 mos
D.A. Davidson & CO.
January 2020 - October 2020 · 9 mos
D.A. Davidson & CO.Broker
January 2020 - October 2020 · 9 mos
Cetera Advisor Networks LLC
April 2013 - December 2019 · 6 yrs 8 mos
Cetera Advisor Networks LLCBroker
March 2011 - December 2019 · 8 yrs 9 mos
Fsc Securities CorporationBroker
June 2010 - February 2011 · 8 mos
Countrywide Securities CorporationBroker
September 1999 - September 2008 · 9 yrs
Goldman, Sachs & CO.Broker
November 1997 - September 1999 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1992 - April 1997 · 4 yrs 10 mos
Wells Fargo Securities INC.Broker
April 1989 - May 1992 · 3 yrs 1 mo
Wedbush Morgan Securities INC.Broker
February 1988 - May 1989 · 1 yr 3 mos
State Registrations19 states
AZCACOFLGAHIIAMAMDMIMNMTNCNJPARISCTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.