David Betz is a registered investment advisor at American Capital Management, INC., based in New Albany, IN, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 440 clients with $98M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
American Capital Management offers two in-house portfolio management programs:
- Allocation Perspectives Portfolio: Invests primarily in no-transaction-fee mutual funds, with secondary investments in exchange-traded funds and individual stocks. Transaction fees may apply.
- Allocation Insights Portfolio: Offers nine different model portfolios based on your risk tolerance. Charles Schwab charges an additional asset fee of 0.0625% each quarter.
Fees are based on a percentage of the account value and are deducted monthly. Fees may be negotiable. They also utilize third-party money managers, where fees vary depending on the advisor and program selected.
Location
4222 Grantline Road, New Albany, IN, 47150
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is the owner of Silver Valley Financial Group, LLC. This non-investment related activity takes about 10-20% of his time during securities hours.
Employment History
Current Registrations
American Capital Management, INC.
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
W&s Brokerage Services, INC.
W&s Brokerage Services, INC.Broker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Waddell & Reed, INC.Broker
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Morgan Stanley & CO. Incorporated
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State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.