Arturo Mesa
Arturo Mesa is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Coral Gables, FL, with 19 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2333 Ponce DeLeon Boulevard, Suite 900, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Arturo is a member/owner of Mountain Flower, LLC and Galloway 120, LLC, both entities owning commercial rental properties. He also manages real estate holdings and other administrative functions for a medical group through A.J. Mesa Management, LLC, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Ita Financial Services, LLCBroker
Aig Financial Advisors, INC.Broker
Suntrust Investment Services, INC.Broker
Suntrust Investment Services, INC.
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Banc of America Investment Services, INC.Broker
NationssecuritiesBroker
Dean Witter Reynolds INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.