Haim Shepes
Haim Shepes is a registered investment advisor at Planmember Securities Corporation, based in Encino, CA, with 35 years of industry experience. Haim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.25% |
| $500K - $1.0M | 0.20% |
| $1M+ | 0.10% |
Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.
Fee Estimator
Location
16250 Ventura Blvd. #420, Encino, CA, 91436
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2017Other Business ActivitiesSells Insurance
Haim works as an agent for Surety Investment Services, focusing on securities sales and services, dedicating nearly full-time hours. He is also a sole proprietor involved in insurance sales and services, spending a few hours per week.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Lincoln Investment
Lincoln InvestmentBroker
Legend Advisory, LLC
Legend Advisory CORP
Legend Equities CorporationBroker
Legend Capital CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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