Dennis Keeley is a registered investment advisor, based in Concord, CA, with 29 years of industry experience.
Location
1655 Grant Street, 10th Floor, Concord, CA, 94520-2445
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Dennis works full-time as a Senior National Consultant for AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This employment began in 2014.
Employment History
Current Registrations
Assetmark Brokerage, LLC
August 2014 - Present · 11 yrs 11 mos
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 11 mos
Assetmark, INC.
January 2013 - Present · 13 yrs 6 mos
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Capital Brokerage CorporationBroker
January 2013 - November 2013 · 10 mos
Sei Investments Management CORP
September 2007 - July 2012 · 4 yrs 10 mos
Sei Investments Distribution CO.Broker
May 2000 - December 2004 · 4 yrs 7 mos
Vanguard Marketing CorporationBroker
January 1993 - March 2000 · 7 yrs 2 mos
State Registrations5 states
ALGAMSSCTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.