Todd Newman is a registered investment advisor at Morgan Stanley, based in Wyomissing, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1350 Broadcasting Road, Suite 100, Wyomissing, PA, 19610
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2024 - Present · 1 yr 10 mos
Morgan Stanley
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2014 - September 2024 · 9 yrs 10 mos
Wells Fargo Advisors
November 2014 - September 2024 · 9 yrs 10 mos
Morgan Stanley
July 2011 - January 2015 · 3 yrs 6 mos
Morgan StanleyBroker
July 2011 - January 2015 · 3 yrs 6 mos
Wells Fargo Advisors, LLC
June 2008 - July 2011 · 3 yrs 1 mo
Wells Fargo Advisors, LLCBroker
June 2008 - July 2011 · 3 yrs 1 mo
Wachovia Securities, LLC
July 2002 - June 2008 · 5 yrs 11 mos
Wachovia Securities, LLCBroker
July 2002 - June 2008 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
April 2001 - August 2002 · 1 yr 4 mos
Salomon Smith Barney INC.Broker
March 1996 - April 2001 · 5 yrs 1 mo
Sei Financial Services CompanyBroker
December 1992 - March 1996 · 3 yrs 3 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.