Kevin Filosa
Kevin Filosa is a registered investment advisor at Kestra Advisory Services, LLC, based in Port Jefferson, NY, with 37 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
1303 Main Street, Port Jefferson, NY, 11777
Get directionsHistory
Regulatory History (3)
Regulatory
May 2014Customer Dispute
February 2009Employment Separation After Allegations
October 2008Other Business Activities
Kevin works in outside sales for Boro Sawmill and Timber Company and as a Correspondence Examination Technician for the IRS (full-time). He also works as an Associate Advisor for Coastline Wealth Management and Kestra Advisory Services LLC, spending a significant amount of time advising clients on financial services.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Signature Securities Group CORP.
Signature SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
M&t Securities, INC.Broker
Chemical Investment Services CORP.Broker
Citicorp Investment ServicesBroker
A.J. Michaels & CO., LTD.Broker
Wakefield Financial CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.