Philip Stathos
Philip Stathos is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Portland Maine (ID), ME, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
129 Middle St, Ste #200, Portland Maine (ID), ME, 04101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Philip is the co-administrator and co-executor of his aunt's estate, dedicating minimal time to this investment-related activity. He is also an investment advisor at Mayflower Financial Advisors LLC, spending about 10-20% of his time on this role.
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
Scudder Investor Services, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Keefe, Bruyette & Woods, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.