Mary Niedergerke
Mary Niedergerke is a registered investment advisor at LPL Financial LLC, based in Lake Saint Louis, MO, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3461 Technology Dr, Lake Saint Louis, MO, 63367
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2005Customer Dispute
February 2005Other Business Activities
Mary operates under the DBA First State Wealth Advisors for her LPL business since 2018. This activity is investment-related and conducted at her reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.