R Nee is a registered investment advisor, based in Stamford, CT, with 36 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (2)
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Customer Dispute
July 2008Settled
Employment Separation After Allegations
June 2008Other Business ActivitiesSells Insurance
R is an Investment Advisor Representative at Steward Partners Investment Advisory, LLC since 2016 and a Partner at Steward Partners Global Advisory, LLC since 2015. R also offers non-variable insurance and annuities as an agent for Steward Partners Global Advisory, LLC and is an owner of Seacoast Wealth Management.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Advisory, LLC
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2015 - December 2016 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
November 2015 - May 2022 · 6 yrs 6 mos
Oppenheimer & CO. INC.
July 2010 - November 2015 · 5 yrs 4 mos
Oppenheimer & CO. INC.Broker
July 2008 - November 2015 · 7 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley
January 2006 - April 2007 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
March 1999 - May 2005 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
August 1997 - March 1999 · 1 yr 7 mos
Everen Securities, INC.Broker
July 1994 - August 1997 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1991 - July 1994 · 2 yrs 7 mos
Pruco Securities CorporationBroker
October 1989 - October 1990 · 1 yr
The Prudential Insurance Company of AmericaBroker
October 1989 - October 1990 · 1 yr
David Lerner Associates, INC.Broker
May 1989 - September 1989 · 4 mos
The Stuart-James Company, IncorporatedBroker
June 1988 - April 1989 · 10 mos
The Stuart-James Company, IncorporatedBroker
March 1988 - April 1989 · 1 yr 1 mo
State Registrations23 states
AZCACOCTFLILMAMDMEMONCNHNJNMNYOHORRISCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.