Carlos Garza is a registered investment advisor at Isc Advisors, INC., based in Plano, TX, with 38 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,989 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ISC Advisors generally charges a percentage of your portfolio annually, up to a maximum of 1.30%. This fee is negotiable. Some clients may pay more than 1.30% due to flat-rate fee schedules or minimum account fees. The exact fee will be in your agreement. Fees are calculated either in advance or in arrears, depending on the platform. The firm also offers a managed account program called Pathways, with fees ranging from 0% to 1.3%, depending on the negotiated arrangement.
Location
Plano, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carlos owns a condo in Boardwalk Beach Resort Florida, used as a vacation/investment property, dedicating minimal time to it. He is also a Managing Member of Garza Financial Group, LLC, dedicating minimal time to this business as well.
Employment History
Current Registrations
Isc Advisors, INC.
Institutional Securities Corporation
Institutional Securities CorporationBroker
Previous Registrations
American General Financial Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.