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Carlos Garza

Isc Advisors, INC.
38 Years of Experience
Plano, TX
Broker
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Carlos Garza is a registered investment advisor at Isc Advisors, INC., based in Plano, TX, with 38 years of industry experience. Carlos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,928 clients with $1.6B in assets under management.

Isc Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,928 clients
Average Client Portfolio
$839K average
Assets Under Management
$1.6B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.30%

Maximum annual fee is 1.30%. All fees are subject to negotiation. Retirement plan accounts are subject to a $5,000 minimum annual account fee, and accounts under the Empower platform utilizing ISC Advisors-managed models are charged an additional 0.05%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Plano, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carlos owns a condo in Boardwalk Beach Resort Florida, used as a vacation/investment property, dedicating minimal time to it. He is also a Managing Member of Garza Financial Group, LLC, dedicating minimal time to this business as well.

Employment History
Current Registrations
Isc Advisors, INC.
November 2016 - Present · 9 yrs 11 mos
Institutional Securities Corporation
July 2000 - Present · 26 yrs 3 mos
Institutional Securities CorporationBroker
July 2000 - Present · 26 yrs 3 mos
Previous Registrations
American General Financial Advisors, INC.Broker
February 1999 - July 2000 · 1 yr 5 mos
The Variable Annuity Marketing CompanyBroker
March 1988 - July 2000 · 12 yrs 4 mos
State Registrations4 states
FLKSOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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