Sharron Scoggins is a registered investment advisor at Morgan Stanley, based in Oakland, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Harrison Street, Suite 2200, Oakland, CA, 94612
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
February 2017 - Present · 9 yrs 3 mos
Morgan Stanley
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC
December 2015 - January 2017 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
December 2015 - January 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - January 2015 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2014 - January 2015 · 10 mos
LPL Financial LLC
May 2013 - March 2014 · 10 mos
LPL Financial LLCBroker
April 2013 - March 2014 · 11 mos
Cetera Investment Services LLC
November 2008 - April 2013 · 4 yrs 5 mos
Cetera Investment Services LLCBroker
July 2008 - April 2013 · 4 yrs 9 mos
Milestone Financial Services, INC.Broker
November 2005 - August 2006 · 9 mos
First Allied Securities, INC.Broker
June 2005 - August 2005 · 2 mos
Round Hill Securities, INC.Broker
June 2003 - June 2005 · 2 yrs
Mr. Stock, INC.Broker
August 2000 - May 2002 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
July 1999 - August 1999 · 1 mo
Ba Investment Services, INC.Broker
May 1992 - July 1999 · 7 yrs 2 mos
Gna Securities, INC.Broker
April 1990 - June 1992 · 2 yrs 2 mos
Agfc Investment SecuritiesBroker
April 1988 - May 1989 · 1 yr 1 mo
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.