JJ
JJ

John Johnston

36 Years of Experience
San Francisco, CA
Broker

John Johnston is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

555 California Street, 35th Floor, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
May 2005 - June 2009 · 4 yrs 1 mo
Citigroup Global Markets INC.
May 2005 - June 2009 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
January 2003 - May 2005 · 2 yrs 4 mos
Morgan Stanley
January 2003 - May 2005 · 2 yrs 4 mos
Robertson Stephens, INC.
June 2002 - August 2002 · 2 mos
Robertson Stephens, INC.Broker
September 1998 - August 2002 · 3 yrs 11 mos
Bancamerica Robertson StephensBroker
October 1997 - September 1998 · 11 mos
Robertson, Stephens & Company LLCBroker
October 1995 - October 1997 · 2 yrs
Van Kasper & CompanyBroker
January 1995 - September 1995 · 8 mos
Montgomery SecuritiesBroker
November 1989 - June 1994 · 4 yrs 7 mos
Mg TradingBroker
February 1988 - July 1989 · 1 yr 5 mos
State Registrations24 states
ALAZCACODEFLHIIDILLAMAMIMNMOMSNJNMNVNYOHORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Johnston - Financial Advisor | TrueAdvisor