WS
WS

Wayne Schluchter

38 Years of Experience
St. Cloud, MN
Broker

Wayne Schluchter is a registered investment advisor at RBC Capital Markets, LLC, based in St. Cloud, MN, with 38 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

1015 W Saint Germain St, Suite 400, St. Cloud, MN, 56301-5423

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Wayne is an assistant varsity football coach at St. Cloud Technical High School and a member/owner of 2020Cellularus, LLC, which operates mobile phone stores. He also owns passive interests in two investment partnerships, Schluchter Investment Advisors LLC, and District Square LLC, and serves as a director for the NDSU Foundation & Alumni Association, dedicating minimal time to each of these roles.

Employment History
Current Registrations
RBC Capital Markets, LLC
September 2018 - Present · 7 yrs 8 mos
RBC Capital Markets, LLCBroker
September 2018 - Present · 7 yrs 8 mos
RBC Capital Markets, LLC
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Schluchter Investment Advisors, INC.
February 2018 - September 2018 · 7 mos
Commonwealth Financial Network
January 2014 - September 2018 · 4 yrs 8 mos
Commonwealth Financial NetworkBroker
August 2012 - September 2018 · 6 yrs 1 mo
First Allied Securities, INC.
August 2004 - March 2005 · 7 mos
First Allied Securities, INC.Broker
September 2000 - August 2012 · 11 yrs 11 mos
D.E. Frey & Company, INC.Broker
March 1997 - October 2000 · 3 yrs 7 mos
Dain Bosworth IncorporatedBroker
March 1988 - March 1997 · 9 yrs
State Registrations32 states
ARAZCACOCTDCDEFLIAIDILINKYMDMIMNMTNCNDNENMNYOHOKORPASCSDTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.