Dell Hughes
Dell Hughes is a registered investment advisor at Cl Wealth Management LLC, based in Broken Arrow, OK, with 37 years of industry experience. Dell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 2,073 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.25% |
All fees are negotiated between the advisor and the client. A portion of the annual fee may be paid to the account custodian for billing, reporting and/or other administrative functions.
Fee Estimator
Location
Broken Arrow, OK
Get directionsHistory
Regulatory History (4)
Regulatory
February 2007Regulatory
February 1998Customer Dispute
July 1997Customer Dispute
February 1997Other Business ActivitiesSells Insurance
Dell is a business manager for Track Guys, LLC, dedicating minimal time to performance driving events. Dell also owns Destiny Financial Services, an advisory and insurance business, and works as a corner worker/marshall at Hallett Motor Racing Circuit about half their time. Finally, Dell is an agent for The Quantum Group, USA, Inc, selling fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
Cl Wealth Management LLC
Cabot Lodge Securities LLCBroker
Previous Registrations
Wilbanks Securities Advisory
Wilbanks Securities, INC.Broker
Signator Investors, INC.Broker
Mony Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.