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Dell Hughes

Cl Wealth Management LLC
38 Years of Experience
Broken Arrow, OK
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Dell Hughes is a registered investment advisor at Cl Wealth Management LLC, based in Broken Arrow, OK, with 38 years of industry experience. Dell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,168 clients with $730M in assets under management.

Cl Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
2,168 clients
Average Client Portfolio
$338K average
Assets Under Management
$733.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2M+1.25%

Fees are negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Broken Arrow, OK

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2007
Final
Regulatory
February 1998
Final
Customer Dispute
July 1997
Settled
Customer Dispute
February 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dell is a business manager for Track Guys, LLC, dedicating minimal time to performance driving events. Dell also owns Destiny Financial Services, an advisory and insurance business, and works as a corner worker/marshall at Hallett Motor Racing Circuit about half their time. Finally, Dell is an agent for The Quantum Group, USA, Inc, selling fixed annuities, dedicating a few hours per week.

Employment History
Current Registrations
Cl Wealth Management LLC
June 2017 - Present · 9 yrs 4 mos
Cabot Lodge Securities LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Wilbanks Securities Advisory
September 2006 - June 2017 · 10 yrs 9 mos
Wilbanks Securities, INC.Broker
January 2002 - June 2017 · 15 yrs 5 mos
Signator Investors, INC.Broker
July 1999 - November 2001 · 2 yrs 4 mos
Mony Securities CorporationBroker
September 1995 - May 1999 · 3 yrs 8 mos
Metlife Securities INC.Broker
May 1988 - August 1995 · 7 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
May 1988 - August 1995 · 7 yrs 3 mos
State Registrations3 states
CANCOK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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