William Baker is a registered investment advisor at Benjamin Securities, INC., based in Albany, NY, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 68 clients with $34M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
68 clients
Average Client Portfolio
$494K average
Assets Under Management
$33.6M
Fee Structure
Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees may be negotiable on a case-by-case basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
421 New Karner Road, Suite 6, Albany, NY, 12205
Get directionsHistory
Regulatory History (1)
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Regulatory
November 2006Final
Employment History
Current Registrations
Benjamin Securities, INC.
August 2015 - Present · 10 yrs 8 mos
Benjamin Securities, INC.Broker
September 2010 - Present · 15 yrs 7 mos
Previous Registrations
Obsidian Financial Group, LLCBroker
November 2010 - September 2011 · 10 mos
Obsidian Financial Group, LLCBroker
April 2008 - April 2010 · 2 yrs
Westrock Advisors, INC.Broker
October 2007 - April 2008 · 6 mos
Fagenson & CO., INC.Broker
December 2006 - July 2007 · 7 mos
Ekn Financial Services INC.Broker
December 2001 - December 2006 · 5 yrs
Ehrenkrantz King NussbaumBroker
October 2001 - December 2001 · 2 mos
Weatherly Securities CorporationBroker
September 1999 - October 2001 · 2 yrs 1 mo
Tasin & Company, INC.Broker
April 1999 - September 1999 · 5 mos
Egs Securities CORP.Broker
September 1998 - April 1999 · 7 mos
A.J. Michaels & CO., LTD.Broker
February 1996 - July 1998 · 2 yrs 5 mos
E*trade Capital INC.Broker
January 1996 - February 1997 · 1 yr 1 mo
E*trade Securities, INC.Broker
August 1993 - February 1996 · 2 yrs 6 mos
A.J. Michaels & CO., LTD.Broker
December 1992 - August 1993 · 8 mos
Mclaughlin, Piven, Vogel INC.Broker
April 1988 - January 1989 · 9 mos
State Registrations32 states
ARAZCACOCTDEFLGAIAILLAMAMDMEMINCNHNJNVNYOHORPAPRRISCTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.